Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

…

PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

…

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

…

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

…

DTR 5.6 Disclosures by issuers

As Published: 2010

DTR 5.6 Disclosures by issuers

…

SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

…

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

…

EG 19.1 Introduction

As Published: 2016

EG 19.1 Introduction

…

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2009

INSPRU 8.2 Special provisions for Lloyd's

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 16.3 Listing applications

SYSC 19C.3 Remuneration principles

SUP 14.6 Cancelling qualification for authorisation

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

PERG 8.12 Exemptions applying to all controlled activities

REC 6.6 Supervision

COCON 1.1 Application

BIPRU 9.3 Requirements for originators and sponsors

BIPRU 1.3 Applications for advanced approaches and waivers

PERG 8.14 Other financial promotions