Search Result

941 - 960 of 1638 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

COBS 15.3 Exercising a right to cancel

As Published: 2017

COBS 15.3 Exercising a right to cancel

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

PR 5.5 Persons responsible for a prospectus

As Published: 2012

PR 5.5 Persons responsible for a prospectus

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

CASS 11.9 Segregation and the operation of client money accounts

As Published: 2014

CASS 11.9 Segregation and the operation of client money accounts

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

As Published: 2016

MCOB 6A.4 MCD mortgages: information to be provided in the offer document or separately

LR 9.4 Documents requiring prior approval

As Published: 2005

LR 9.4 Documents requiring prior approval

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

PERG 16.3 Managing an AIF

As Published: 2013

PERG 16.3 Managing an AIF