Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

As Published: 2006

MCOB 4.6 Cancellation of distance mortgage mediation contracts, distance home purchase mediation contracts and distance regulated sale and rent back mediation contracts

…

DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 3A.5 Exclusions

SYSC 19A.1 General application and purpose

MAR 5.3A Systems and controls for algorithmic trading

MAR 5A.5 Systems and controls for algorithmic trading

SUP 10C.1 Application

DTR 2.2 Disclosure of inside information

SUP 10A.3 Provisions related to the Act

SUP 17A.2 Connectivity with FCA systems

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

LR 5.2 Cancelling listing

LR 3.3 Shares

ICOBS 8.4 Employers’ Liability Insurance

IFPRU 8.2 Large Exposures

SUP 15A.1 Application and notifications under EMIR

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

COLL 6.6B UCITS depositaries

MAR 10.5 Other reporting, notifications and information requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy