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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

As Published: 2007

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

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PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

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SUP 12.3 What responsibility does a firm have for its appointed representatives or EEA tied agents?

FEES App 1 Annex 3 Emergencies [deleted]

EG 2.10 Industry guidance

IFPRU 4.7 Internal ratings based approach: loss given default

DTR 7.2 Corporate governance statements

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

DTR 1A.3 FCA may require the publication of information

SUP 14.4 Notices of proposed changes: form and delivery

EG 2.15 Decision making in the context of regulatory enforcement action

FEES App 1.1 Introduction

PERG 6.5 General principles

SUP 8.8 Revoking waivers

COLL 4.2 Pre-sale notifications

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation