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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

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EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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TC App 5.1

As Published: 2010

TC App 5.1

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EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

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PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

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INSPRU 1.5 Internal-contagion risk

As Published: 2006

INSPRU 1.5 Internal-contagion risk

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REC 4.1 Application and purpose

As Published: 2007

REC 4.1 Application and purpose

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

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COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

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SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

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CASS 5.2 Holding money as agent of an insurance undertaking

As Published: 2004

CASS 5.2 Holding money as agent of an insurance undertaking

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EG 5.1 Settlement and the FCA – an overview

As Published: 2016

EG 5.1 Settlement and the FCA – an overview

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

As Published: 2016

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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