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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

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EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

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MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

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DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

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SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

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SYSC 4.7

As Published: 2015

SYSC 4.7

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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SYSC 3.2 Areas covered by systems and controls

As Published: 2002

SYSC 3.2 Areas covered by systems and controls

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PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

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