Search Result

241 - 260 of 1505 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG App 2.1 Purpose, status and application of the guidelines

As Published: 2015

EG App 2.1 Purpose, status and application of the guidelines

MCOB 8.5A Advised sales

As Published: 2012

MCOB 8.5A Advised sales

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

EG 7.6 Private warnings

As Published: 2015

EG 7.6 Private warnings

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

CASS 6.1 Application

As Published: 2007

CASS 6.1 Application