Search Result

701 - 720 of 1627 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

As Published: 2016

EG 2.8 Enforcement and the FCA's Principles for Business (‘the Principles’)

SUP 16.21 Reporting under the MCD Order for CBTL firms

As Published: 2016

SUP 16.21 Reporting under the MCD Order for CBTL firms

FEES App 1.1 Introduction

As Published: 2012

FEES App 1.1 Introduction

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

BIPRU 3.5 Simplified method of calculating risk weights

As Published: 2007

BIPRU 3.5 Simplified method of calculating risk weights

COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

LR 13.2 Approval of circulars

As Published: 2010

LR 13.2 Approval of circulars

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy

DTR 5.7 Notification of combined holdings

As Published: 2009

DTR 5.7 Notification of combined holdings

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

COLL 5.1 Introduction

As Published: 2010

COLL 5.1 Introduction

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

COBS 16.3 Periodic reporting

As Published: 2009

COBS 16.3 Periodic reporting

MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

EG 5.2 When settlement decisions may take place

As Published: 2016

EG 5.2 When settlement decisions may take place