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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

EG 6.2 Publicity during, or upon the conclusion of regulatory action

As Published: 2015

EG 6.2 Publicity during, or upon the conclusion of regulatory action

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

SUP 10C.12 Conditional and time-limited approvals

As Published: 2015

SUP 10C.12 Conditional and time-limited approvals

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

DISP App 1.2 The standard approach to redress

As Published: 2008

DISP App 1.2 The standard approach to redress

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

BIPRU 8.6 Consolidated capital resources

As Published: 2006

BIPRU 8.6 Consolidated capital resources

LR 4.3 Approval and publication of listing particulars

As Published: 2016

LR 4.3 Approval and publication of listing particulars

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

FEES 13.2 The IML levy

As Published: 2017

FEES 13.2 The IML levy