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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets

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COLL 6.1 Introduction and Application

As Published: 2006

COLL 6.1 Introduction and Application

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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IPRU-INV 5.4 Financial resources requirement

As Published: 2016

IPRU-INV 5.4 Financial resources requirement

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COBS 1.1 General application

As Published: 2007

COBS 1.1 General application

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CASS 5.8 Safe keeping of client's documents and other assets

As Published: 2010

CASS 5.8 Safe keeping of client's documents and other assets

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INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

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SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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ICOBS 6A.2 Optional additional products

As Published: 2015

ICOBS 6A.2 Optional additional products

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EG 20.1 Introduction

As Published: 2016

EG 20.1 Introduction

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COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

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REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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EG 11.5 Other relevant powers

As Published: 2016

EG 11.5 Other relevant powers

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PR 2.5 Omission of information

As Published: 2012

PR 2.5 Omission of information

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COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

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LR 6.9 Constitutional arrangements

As Published: 2017

LR 6.9 Constitutional arrangements

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DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

As Published: 2010

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

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