Search Result

561 - 580 of 1496 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

GEN 7.1 Application

As Published: 2015

GEN 7.1 Application

COND 2.4 Appropriate resources

As Published: 2004

COND 2.4 Appropriate resources

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

MAR 5A.1 Application

As Published: 2017

MAR 5A.1 Application

SYSC 19E.1 Application

As Published: 2016

SYSC 19E.1 Application

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

REC 1.2 Purpose, status and quotations, notes or references

As Published: 2004

REC 1.2 Purpose, status and quotations, notes or references

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses

As Published: 2014

CONC App 1.4 Exemption for high net worth borrowers and hirers and exemption relating to businesses