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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 15.1 Introduction

As Published: 2016

EG 15.1 Introduction

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

LR 7.1 Application and purpose

As Published: 2005

LR 7.1 Application and purpose

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

COBS 11.2 Best execution for AIFMs and residual CIS operators

As Published: 2007

COBS 11.2 Best execution for AIFMs and residual CIS operators