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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PERG 2.11 Persons who are exempt for credit-related regulated activities

As Published: 2007

PERG 2.11 Persons who are exempt for credit-related regulated activities

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

COBS 11.3 Client order handling

As Published: 2011

COBS 11.3 Client order handling

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

As Published: 2018

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

SYSC 5.2

As Published: 2015

SYSC 5.2

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

As Published: 2010

IPRU-INV 13.1A Capital resources and professional indemnity insurance requirements for an exempt CAD firm

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

FEES 3.2 Obligation to pay fees

As Published: 2006

FEES 3.2 Obligation to pay fees