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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

As Published: 2007

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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Similar To

COLL 12.3 EEA UCITS management companies

PERG 5.3 Contracts of insurance

SYSC 19C.2 General requirement

ICOBS 2.5 Acting honestly, fairly and professionally, exclusion of liability, conditions and warranties

FIT 1.3 Assessing fitness and propriety

DTR 8.5 Supervision of primary information providers

REC 3.4 Members of the management body and internal organisation

TC 2.1 Assessing and maintaining competence

REC 3.8 Financial and other information

SUP 11.5 Notifications by firms

GENPRU 1.3 Valuation

BIPRU 12.3 Liquidity risk management

EG 2.9 FCA guidance and supporting materials

COCON 4.1 Specific guidance on individual conduct rules

PERG 4.1 Application and purpose

COLL 7.7 UCITS mergers

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

COBS 17.1 Providing information to claimants, dealing with claims and warranties in policies

SYSC 6.3 Financial crime

SUP 9.2 Making a request for individual guidance