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EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

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EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

As Published: 2016

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

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REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

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SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

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Similar To

REC 4.9 Disciplinary measures

CONC 8.6 Changes to contractual payments

EG 11.4 Determining the amount of restitution

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

DTR 2.2 Disclosure of inside information

PERG 2.4 Link between activities and the United Kingdom

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

DISP App 3.9 Other matters concerning redress at steps 1 and 2

MCOB 2.5 Reliance on others

CONC 8.8 Debt management plans

EG 2.2 Case selection and referral criteria

BIPRU 12.3 Liquidity risk management

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

SUP App 2.10 Grant or variation of permission

EG 20.4 Public censures, imposition of penalties and the impositions of suspensions or restrictions in relation to contraventions of the Consumer Credit Act 1974

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

DEPP 2.2 Warning notices and first supervisory notices

REC 2.1 Introduction

SUP 11.4 Requirements on firms

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling