Search Result

EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

…

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

…

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

…

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

…

EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

…

SYSC 18.4 The whistleblowers’ champion

As Published: 2015

SYSC 18.4 The whistleblowers’ champion

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

ICOBS 8.2 Motor vehicle liability insurers

CONC 10.1 Application and purpose

PERG 5.7 The regulated activities: assisting in the administration and performance of a contract of insurance

SUP 11.7 Acquisition or increase of control: assessment process and criteria

CASS 1.2 General application: who? what?

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

IFPRU 2.1 Application and purpose

DTR 1A.1 Application and purpose (Transparency rules)

DISP App 3.5 Re-assessing rejected claims at step 1

IFPRU 6.1 Market risk requirements

IPRU-INV 5.17 Other assets requirement

CASS 3.1 Application and Purpose