Search Result

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy

…

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

…

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

…

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

…

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

…

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

As Published: 2012

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

…

REC 3.4 Members of the management body and internal organisation

As Published: 2007

REC 3.4 Members of the management body and internal organisation

…

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SYSC 19E.2 Remuneration policies and practices

IFPRU 4.6 Internal ratings based approach: probability of default

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

MCOB 4.1 Application

CASS 6.3 Depositing assets and arranging for assets to be deposited with third parties

EG 4.12 Search and seizure powers

EG 15.1 Introduction

SUP 5.2 The FCA’s power

CASS 10.2 Core content requirements

EG 11.4 Determining the amount of restitution

EG 4.4 Appointment of additional investigators

DEPP 8.4 Use of the own-initiative variation of approval power in urgent cases

EG 14.4 Exercise of the powers in respect of recognised schemes: sections 279 and 281 of the Act – powers to revoke recognition of schemes recognised under section 272: the FCA's policy