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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

EG 19.27 Alternative Investment Fund Managers Regulations 2013

As Published: 2016

EG 19.27 Alternative Investment Fund Managers Regulations 2013

EG 3.1 Introduction

As Published: 2016

EG 3.1 Introduction

FEES App 1 Annex 4 Glossary of definitions

As Published: 2012

FEES App 1 Annex 4 Glossary of definitions

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

DISP INTRO 1 Introduction

As Published: 2008

DISP INTRO 1 Introduction

COCON 3.1 General factors for assessing compliance

As Published: 2016

COCON 3.1 General factors for assessing compliance

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

PR 2.2 Format of prospectus

As Published: 2012

PR 2.2 Format of prospectus

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

As Published: 2015

MCOB 5A.3 Information on MCD regulated mortgage contracts: general

IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General