Search Result

301 - 320 of 1568 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

PERG 1.5 What other guidance about the perimeter is available from the FCA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FCA?

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

SUP 12.1 Application and purpose

As Published: 2004

SUP 12.1 Application and purpose

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

PERG 16.5 How AIFMD affects other regulated activities

As Published: 2013

PERG 16.5 How AIFMD affects other regulated activities

BIPRU 1.3 Applications for advanced approaches and waivers

As Published: 2006

BIPRU 1.3 Applications for advanced approaches and waivers