Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 13.8 Changes of details: provision of notices to the appropriate UK regulator

EG 2.5 Cases where other authorities have an interest

CONC 10.3 Calculation of prudential resources

LR 6.3 Revenue earning track record requirement

SUP 18.1 Application

LR 1.2 Modifying rules and consulting the FCA

COCON 4.1 Specific guidance on individual conduct rules

MAR 7A.3 Requirements for algorithmic trading

DTR 5.7 Notification of combined holdings

EG 3.7 Investigations to assist overseas authorities (section 169)

SYSC 8.1 General outsourcing requirements

REC 2.9 Transaction recording

SUP 3.4 Auditors' qualifications

SUP 14.4 Notices of proposed changes: form and delivery

LR 11.1 Related party transactions

CASS 11.2 Firm classification

DTR 7.1 Audit committees

RCB 2.2 Applying for registration

LR 15.4 Continuing obligations

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)