Search Result

141 - 160 of 1607 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

EG App 3.1 The FCA

As Published: 2015

EG App 3.1 The FCA

BIPRU 8.7 Consolidated capital resources requirements

As Published: 2010

BIPRU 8.7 Consolidated capital resources requirements

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

SUP 10C.14 Changes to an FCA-approved person’s details

As Published: 2015

SUP 10C.14 Changes to an FCA-approved person’s details

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COLL 6.13 Record keeping

As Published: 2011

COLL 6.13 Record keeping