Search Result

81 - 100 of 1334 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6B UCITS depositaries

As Published: 2016

COLL 6.6B UCITS depositaries

SYSC 9.2 Credit institutions providing account information services or payment initiation services

As Published: 2018

SYSC 9.2 Credit institutions providing account information services or payment initiation services

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

CASS 7.18 Acknowledgment letters

As Published: 2015

CASS 7.18 Acknowledgment letters

IFPRU 11.5 Intra-group financial support

As Published: 2016

IFPRU 11.5 Intra-group financial support

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

PERG 15.2 General

As Published: 2011

PERG 15.2 General

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP 10A.17 Further questions

As Published: 2013

SUP 10A.17 Further questions

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

CASS 6.4 Use of safe custody assets

As Published: 2007

CASS 6.4 Use of safe custody assets