Search Result

41 - 60 of 1582 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

SYSC 22.9 Records and transitionals

As Published: 2016

SYSC 22.9 Records and transitionals

SUP 10A.7 FCA required functions

As Published: 2013

SUP 10A.7 FCA required functions

APER 1.1A Application

As Published: 2015

APER 1.1A Application

LR 8.6 Criteria for approval as a sponsor

As Published: 2005

LR 8.6 Criteria for approval as a sponsor

CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

MAR 8.3 Requirements for benchmark administrators [deleted]

As Published: 2015

MAR 8.3 Requirements for benchmark administrators [deleted]

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

SUP 10C.16 References and accurate information

As Published: 2016

SUP 10C.16 References and accurate information

CASS 5.5 Segregation and the operation of client money accounts

As Published: 2004

CASS 5.5 Segregation and the operation of client money accounts

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

REC 5.2 Application process

As Published: 2007

REC 5.2 Application process

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers