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SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

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DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

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Similar To

EG 9.6 Applications for variation or revocation of prohibition orders

REC 2.4 Suitability

EG 2.1 Case selection and the use of enforcement powers

REC 4.4 Complaints

DEPP 6A.2 Deciding whether to take action

REC 2.14 Rules and consultation

EG 8.4 Limitations and requirements that the FCA may impose when exercising its section 55J and 55L powers

DISP 1.3 Complaints handling rules

MCOB 4.11 Sale and rent back: advising and selling standards

DISP 3.7 Awards by the Ombudsman

SYSC 4.9

DTR 1.4 Suspension of trading

FEES 1.1 Application and Purpose

CONC 2.10 Mental capacity guidance

CASS 5.6 Client money distribution

EG 20.2 Information gathering and investigation powers

APER 1.2 Purpose

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation