Search Result

441 - 460 of 1518 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

SUP 1A.3 The FCA's approach to supervision

As Published: 2019

SUP 1A.3 The FCA's approach to supervision

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

PERG 4.5 Arranging regulated mortgage contracts

As Published: 2013

PERG 4.5 Arranging regulated mortgage contracts

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

SUP 13.12 Sources of further information

As Published: 2001

SUP 13.12 Sources of further information

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

As Published: 2016

EG 13.7 Petitioning for compulsory winding up of a company already in voluntary winding up

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction