Search Result

41 - 60 of 1808 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 2.2 General provisions

As Published: 2012

CREDS 2.2 General provisions

SYSC 4.8

As Published: 2015

SYSC 4.8

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

PERG 13.7 The territorial application of MiFID [deleted]

As Published: 2007

PERG 13.7 The territorial application of MiFID [deleted]

SUP 15.13 Notification by CBTL firms

As Published: 2016

SUP 15.13 Notification by CBTL firms

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

SYSC 4.1 General requirements

As Published: 2002

SYSC 4.1 General requirements

SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver