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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

As Published: 2001

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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COLL 13.2 Operational requirements for feeder NURS

As Published: 2016

COLL 13.2 Operational requirements for feeder NURS

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

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DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

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COLL 11.4 Depositaries

As Published: 2013

COLL 11.4 Depositaries

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MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

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FEES 13.1 Application and purpose

As Published: 2017

FEES 13.1 Application and purpose

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SYSC 1.1A Application

As Published: 2008

SYSC 1.1A Application

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CONC App 1.3 Exemption of certain credit agreements secured on land

As Published: 2014

CONC App 1.3 Exemption of certain credit agreements secured on land

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PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

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COLL 4.7 Key investor information and marketing communications

As Published: 2011

COLL 4.7 Key investor information and marketing communications

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LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

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COND 1.3 General

As Published: 2013

COND 1.3 General

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EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

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SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

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