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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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DISP 3.3 Dismissal without consideration of the merits and test cases

As Published: 2004

DISP 3.3 Dismissal without consideration of the merits and test cases

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IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

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IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

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FEES 4.1 Introduction

As Published: 2005

FEES 4.1 Introduction

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DTR 7.2 Corporate governance statements

As Published: 2010

DTR 7.2 Corporate governance statements

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MAR 5A.3 Specific requirements for OTFs

As Published: 2017

MAR 5A.3 Specific requirements for OTFs

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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PERG 17.5 The meaning of advice

As Published: 2014

PERG 17.5 The meaning of advice

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MCOB 10.4 Total charge for credit

As Published: 2005

MCOB 10.4 Total charge for credit

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LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

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CASS 11.10 Payments to creditors

As Published: 2014

CASS 11.10 Payments to creditors

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PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

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CASS 9.2 Prime broker's daily report to clients

As Published: 2010

CASS 9.2 Prime broker's daily report to clients

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GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

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IPRU-INV 5.8 Calculation of own funds and liquid capital

As Published: 2016

IPRU-INV 5.8 Calculation of own funds and liquid capital

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ICOBS 2.1 Client categorisation

As Published: 2007

ICOBS 2.1 Client categorisation

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PERG 3A.3 The definition of electronic money

As Published: 2011

PERG 3A.3 The definition of electronic money

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APER 4.5 Statement of Principle 5

As Published: 2008

APER 4.5 Statement of Principle 5

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MCOB 13.1 Application

As Published: 2006

MCOB 13.1 Application

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Similar To

DISP 1.4 Complaints resolution rules

DISP 3.3 Dismissal without consideration of the merits and test cases

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

FEES 4.1 Introduction

DTR 7.2 Corporate governance statements

MAR 5A.3 Specific requirements for OTFs

PERG 8.26 The investment must be a particular investment

PERG 17.5 The meaning of advice

MCOB 10.4 Total charge for credit

LR 13.7 Circulars about purchase of own equity shares

CASS 11.10 Payments to creditors

PERG 13.5A Child trust funds and MiFID

CASS 9.2 Prime broker's daily report to clients

GENPRU 1.3 Valuation

IPRU-INV 5.8 Calculation of own funds and liquid capital

ICOBS 2.1 Client categorisation

PERG 3A.3 The definition of electronic money

APER 4.5 Statement of Principle 5

MCOB 13.1 Application