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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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COBS 18.8 OPS firms - non scope business [deleted]

As Published: 2007

COBS 18.8 OPS firms - non scope business [deleted]

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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FEES App 1.2 Periodic Fees

As Published: 2012

FEES App 1.2 Periodic Fees

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CONC 5A.1 Application, purpose and guidance

As Published: 2014

CONC 5A.1 Application, purpose and guidance

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EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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EG 7.1 The FCA’s use of sanctions

As Published: 2015

EG 7.1 The FCA’s use of sanctions

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EG 16.2 Disapplication orders

As Published: 2016

EG 16.2 Disapplication orders

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COLL 12.4 UCITS product passport

As Published: 2013

COLL 12.4 UCITS product passport

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MIPRU 4.3 Calculation of annual income

As Published: 2006

MIPRU 4.3 Calculation of annual income

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

As Published: 2018

CONC 8.9 Lead generators: including firm responsibility in dealing with lead generators

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RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

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MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

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