Search Result

621 - 640 of 1507 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19C.1 General application and purpose

As Published: 2014

SYSC 19C.1 General application and purpose

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

EG 12.2 FCA cautions

As Published: 2015

EG 12.2 FCA cautions

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

CASS 11.4 Definition of client money and the discharge of fiduciary duty

As Published: 2014

CASS 11.4 Definition of client money and the discharge of fiduciary duty

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

As Published: 2006

MCOB 2.6A Protecting customer’s interests: regulated mortgage contracts, home purchase plans, home reversion plans and regulated sale and rent back agreements

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

RCB 4.2 Enforcement powers and penalties

As Published: 2010

RCB 4.2 Enforcement powers and penalties

CONC 7.11 Disclosures relating to “authority” or “status”

As Published: 2014

CONC 7.11 Disclosures relating to “authority” or “status”

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

As Published: 2015

MCOB 2A.1 Remuneration: MCD regulated mortgage contracts

CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

PERG 14.8 Financial promotions

As Published: 2010

PERG 14.8 Financial promotions

DEPP 8.5 Effects of a breach of condition or time limitation

As Published: 2015

DEPP 8.5 Effects of a breach of condition or time limitation