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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

…

COCON 4.2 Specific guidance on senior manager conduct rules

As Published: 2015

COCON 4.2 Specific guidance on senior manager conduct rules

…

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LR 13.5 Financial information in Class 1 Circulars

BIPRU 8.6 Consolidated capital resources

MCOB 4.4A Initial disclosure requirements

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

SUP 2.2 Information gathering by the appropriate regulator on its own initiative: background

LR App 1.1 Relevant definitions

LR 17.3 Requirements with continuing application

IFPRU 4.2 Standardised approach

INSPRU 1.1 Application

COLL 6.2 Dealing

SUP 15.6 Inaccurate, false or misleading information

PR 2.1 General contents of prospectus

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

ICOBS 6.4 Pre- and post-contract information: protection policies

BIPRU 3.5 Simplified method of calculating risk weights

BIPRU 5.6 Master netting agreements

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

EG 19.21 The conduct of investigations under the Payment Services Regulations

COCON 4.2 Specific guidance on senior manager conduct rules