Search Result

501 - 520 of 1799 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

MIPRU 4.4 Calculation of capital resources

As Published: 2006

MIPRU 4.4 Calculation of capital resources

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

COBS 10.3 Warning the client

As Published: 2017

COBS 10.3 Warning the client

PERG 9.6 The investment condition (section 236(3) of the Act): general

As Published: 2009

PERG 9.6 The investment condition (section 236(3) of the Act): general

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 7.6 Schemes of arrangement

As Published: 2011

COLL 7.6 Schemes of arrangement

CREDS 1.1 Application and purpose

As Published: 2011

CREDS 1.1 Application and purpose

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

As Published: 2008

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

PERG 8.7 Engage in investment activity

As Published: 2011

PERG 8.7 Engage in investment activity

MCOB 5A.6 Other information

As Published: 2015

MCOB 5A.6 Other information

IFPRU 1.1 Application and Purpose

As Published: 2014

IFPRU 1.1 Application and Purpose

ICOBS 5.3 Advised sales

As Published: 2012

ICOBS 5.3 Advised sales

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

As Published: 2015

EG 19.12 Financial Conglomerates and Other Financial Groups Regulations 2004

MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

CONC 3.3 The clear fair and not misleading rule and general requirements

As Published: 2014

CONC 3.3 The clear fair and not misleading rule and general requirements

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions