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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

As Published: 2017

SYSC 18.6 Whistleblowing obligations under MiFID and other EU legislation

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

As Published: 2006

BIPRU 9.12 Calculation of risk-weighted exposure amounts under the IRB approach

SYSC 22.8 Policies and appointed representatives

As Published: 2016

SYSC 22.8 Policies and appointed representatives

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

MCOB 8.6A Execution-only sales

As Published: 2012

MCOB 8.6A Execution-only sales

EG 6.5 Publicity during, or upon the conclusion of civil action

As Published: 2016

EG 6.5 Publicity during, or upon the conclusion of civil action

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery