Search Result

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

…

MAR 10.5 Other reporting, notifications and information requirements

As Published: 2017

MAR 10.5 Other reporting, notifications and information requirements

…

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

…

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

…

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

…

EG 3.7 Investigations to assist overseas authorities (section 169)

As Published: 2016

EG 3.7 Investigations to assist overseas authorities (section 169)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

COCON 1.1 Application

EG 19.18 Counter-Terrorism Act 2008

EG 20.2 Information gathering and investigation powers

EG 19.3 Credit Unions Act 1979 (CUA79) and Credit Unions (Northern Ireland) Order 1985 (CU(NI)O85)

DEPP 8.2 Use of the own-initiative variation of approval power: general

PERG 8.37 AIFMD Marketing

PR 2.3 Minimum information to be included in a prospectus

EG 16.4 The effect of a disapplication order

COND 2.7 Business model

SUP 10A.1 Application

EG 2.11 Senior management responsibility

SUP 8.4 Reliance on waivers

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy