Search Result

41 - 60 of 1659 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

BIPRU 7.10 Use of a Value at Risk Model

As Published: 2007

BIPRU 7.10 Use of a Value at Risk Model

DEPP 6.2 Deciding whether to take action

As Published: 2007

DEPP 6.2 Deciding whether to take action

LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

COLL 4.5 Reports and accounts

As Published: 2006

COLL 4.5 Reports and accounts

MCOB 5.6 Content of illustrations

As Published: 2004

MCOB 5.6 Content of illustrations

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

PR App 3.1

As Published: 2005

PR App 3.1

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

COLL 6.12 Risk management policy and risk measurement

As Published: 2011

COLL 6.12 Risk management policy and risk measurement

REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations