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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

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COBS 6.1C Consultancy charging and remuneration

As Published: 2010

COBS 6.1C Consultancy charging and remuneration

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SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

As Published: 2011

COLL 6.6A Duties of AFMs in relation to UCITS schemes and EEA UCITS schemes

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SYSC 4.9

As Published: 2015

SYSC 4.9

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SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

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SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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EG App 3.3 SFO

As Published: 2016

EG App 3.3 SFO

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

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SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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SYSC 4.7

As Published: 2015

SYSC 4.7

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

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CASS 7.19 Clearing member client money sub-pools

As Published: 2014

CASS 7.19 Clearing member client money sub-pools

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SUP 13.2 Introduction

As Published: 2009

SUP 13.2 Introduction

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MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

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