Search Result

681 - 700 of 1587 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 1.2 Who? What? Where?

As Published: 2014

CONC 1.2 Who? What? Where?

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

As Published: 2016

EG 3.4 Investigations into general and specific concerns (sections 167 and 168)

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

IFPRU 11.2 Individual recovery plans

As Published: 2016

IFPRU 11.2 Individual recovery plans

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

MAR 9.2 Authorisation and verification

As Published: 2017

MAR 9.2 Authorisation and verification

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

DTR 8.1 Application

As Published: 2014

DTR 8.1 Application

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

As Published: 2015

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

TC 2.2A Time limits

As Published: 2010

TC 2.2A Time limits

BIPRU 9.1 Application and purpose

As Published: 2006

BIPRU 9.1 Application and purpose

FEES App 1 Annex 3 Emergencies [deleted]

As Published: 2019

FEES App 1 Annex 3 Emergencies [deleted]

BIPRU 4.10 The IRB approach: Credit risk mitigation

As Published: 2006

BIPRU 4.10 The IRB approach: Credit risk mitigation

MCOB 9.5 Disclosure at the offer stage for equity release transactions

As Published: 2004

MCOB 9.5 Disclosure at the offer stage for equity release transactions

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

As Published: 2008

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

COBS 22.2 Restrictions on the retail distribution of mutual society shares

As Published: 2015

COBS 22.2 Restrictions on the retail distribution of mutual society shares