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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

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SUP 15A.1 Application and notifications under EMIR

As Published: 2013

SUP 15A.1 Application and notifications under EMIR

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DEPP 8.1 Introduction

As Published: 2015

DEPP 8.1 Introduction

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COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

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REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

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EG 19.15 The conduct of investigations under the Money Laundering Regulations

As Published: 2016

EG 19.15 The conduct of investigations under the Money Laundering Regulations

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REC 6.7 Notification rules for overseas recognised bodies

As Published: 2013

REC 6.7 Notification rules for overseas recognised bodies

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SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

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Similar To

SYSC 4.6

FEES 4.4 Information on which fees are calculated

DTR 1.4 Suspension of trading

SUP 16.3 General provisions on reporting

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

SUP 4.3 Appointment of actuaries

COND 2.3 Effective supervision

REC 3.15 Suspension of services and inability to operate facilities

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative