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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

As Published: 2007

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

SUP 2.1 Application and purpose

As Published: 2003

SUP 2.1 Application and purpose

MAR 1.6 Manipulating transactions

As Published: 2005

MAR 1.6 Manipulating transactions

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

MAR 1.3 Insider dealing

As Published: 2005

MAR 1.3 Insider dealing

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms