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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

As Published: 2014

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

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IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

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REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

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EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

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RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

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MAR 5A.8 Reporting requirements

As Published: 2017

MAR 5A.8 Reporting requirements

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SYSC 13.2 Purpose

As Published: 2006

SYSC 13.2 Purpose

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EG 2.7 Sources of cases

As Published: 2016

EG 2.7 Sources of cases

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CASS 12.1 Application

As Published: 2014

CASS 12.1 Application

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LR 6.5 Controlling shareholders

As Published: 2017

LR 6.5 Controlling shareholders

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EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

As Published: 2016

EG 6.8 The Financial Services register: publication of prohibitions of individuals (see chapter 9)

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EG 10.5 Section 198: the FCA’s policy

As Published: 2016

EG 10.5 Section 198: the FCA’s policy

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EG 15.4 Disqualification under section 249 or section 261K

As Published: 2016

EG 15.4 Disqualification under section 249 or section 261K

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EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

As Published: 2016

EG 6.9 The Financial Services register: publication of disciplinary measures against auditors and actuaries (see chapter 15)

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LR 18.3 Listing applications

As Published: 2007

LR 18.3 Listing applications

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MCOB 2A.5 Variable rate credits

As Published: 2016

MCOB 2A.5 Variable rate credits

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