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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

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SYSC 5.1 Skills, knowledge and expertise

FEES 2.2 Late Payments and Recovery of Unpaid Fees

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SYSC 1.1A Application

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SUP 16.15 Reporting under the Electronic Money Regulations

SUP 16.13 Reporting under the Payment Services Regulations

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ICOBS 8.4 Employers’ Liability Insurance

SUP 15A.1 Application and notifications under EMIR

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FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

MAR 10.5 Other reporting, notifications and information requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

DEPP 8.2 Use of the own-initiative variation of approval power: general

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

LR 4.1 Application and Purpose

PERG 16.4 Acting as a depositary of an AIF