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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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SYSC 19A.2 General requirement

As Published: 2011

SYSC 19A.2 General requirement

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SYSC 19C.2 General requirement

As Published: 2014

SYSC 19C.2 General requirement

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EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

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MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

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MAR 7A.4 Requirements when providing direct electronic access

As Published: 2017

MAR 7A.4 Requirements when providing direct electronic access

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SUP 16.16 Prudent valuation reporting

As Published: 2012

SUP 16.16 Prudent valuation reporting

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MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure

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PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

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EG 2.12 Co-operation

As Published: 2016

EG 2.12 Co-operation

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EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

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DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

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DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

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FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

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SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

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MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

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EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

As Published: 2016

EG 10.2 Section 380 (injunctions for b reaches of relevant requirement9) and section 381 (injunctions in cases of market abuse): the FCA's policy

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