Search Result

461 - 480 of 1079 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

CONC 3.1 Application

As Published: 2014

CONC 3.1 Application

REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

SUP 16.15 Reporting under the Electronic Money Regulations

As Published: 2011

SUP 16.15 Reporting under the Electronic Money Regulations

COLL 12.2 UK UCITS management companies

As Published: 2016

COLL 12.2 UK UCITS management companies

PERG 8.32 Arranging deals in investments

As Published: 2017

PERG 8.32 Arranging deals in investments

SUP 3.2 Purpose

As Published: 2001

SUP 3.2 Purpose

CONC 13.1 Application

As Published: 2014

CONC 13.1 Application

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

LR 8.3 Role of a sponsor: general

As Published: 2008

LR 8.3 Role of a sponsor: general

DTR 6.4 Disclosure of Home State

As Published: 2015

DTR 6.4 Disclosure of Home State

BIPRU 11.4 Technical criteria on disclosure: General criteria

As Published: 2007

BIPRU 11.4 Technical criteria on disclosure: General criteria

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

COBS 12.4 Investment recommendations

As Published: 2007

COBS 12.4 Investment recommendations

MCOB 4.6A Rolling-up of fees or charges into loan

As Published: 2012

MCOB 4.6A Rolling-up of fees or charges into loan

MCOB 10A.2 APRC: mathematical formula and assumptions

As Published: 2016

MCOB 10A.2 APRC: mathematical formula and assumptions

CONC 7.7 Application of interest and charges

As Published: 2014

CONC 7.7 Application of interest and charges

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services