Search Result

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

…

MAR 2.5 The Price Stabilising Rules: overseas provisions

As Published: 2003

MAR 2.5 The Price Stabilising Rules: overseas provisions

…

MCOB 6.9 Regulated sale and rent back agreements

As Published: 2010

MCOB 6.9 Regulated sale and rent back agreements

…

COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

PERG 5.15 Illustrative tables

COLL Appendix 1EU KII Regulation

DISP INTRO 1 Introduction

PERG 2.11 Persons who are exempt for credit-related regulated activities

MCOB 9.7 Disclosure at the start of the contract: lifetime mortgages

EG 19.32 The Payment Accounts Regulations 2015

BIPRU 5.3 On balance sheet netting

COCON 2.3 Firms: training and breaches

CONC 5.3 Conduct of business in relation to creditworthiness and affordability [deleted]

CASS 1A.2 CASS firm classification

RCB 3.2 Annual confirmations of compliance and asset pool monitor

REC 2A.4 Power and procedure for RAP penalties and censures

REC 2.12 Availability of relevant information and admission of financial instruments to trading

DISP 1.10 Complaints reporting rules

PERG 13.1 Introduction

EG 19.21 The conduct of investigations under the Payment Services Regulations

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

MAR 2.5 The Price Stabilising Rules: overseas provisions

MCOB 6.9 Regulated sale and rent back agreements

COLL 4.8 Notifications for UCITS master-feeder arrangements