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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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COBS 11.5 Record keeping: client orders and transactions [deleted]

As Published: 2017

COBS 11.5 Record keeping: client orders and transactions [deleted]

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Similar To

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SUP 6.4 Applications for cancellation of permission

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EG 16.1 The FCA’s general approach to making disapplication orders

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

APER 1.1A Application

SYSC 12.1 Application

COBS 11.5 Record keeping: client orders and transactions [deleted]