Search Result

161 - 180 of 1494 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

SYSC 4.7

As Published: 2015

SYSC 4.7

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

LR 6.2 Historical financial information requirements

As Published: 2017

LR 6.2 Historical financial information requirements

MCOB 9.4 Content of illustrations

As Published: 2004

MCOB 9.4 Content of illustrations

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 3.26 Proposals to make regulatory provision

As Published: 2007

REC 3.26 Proposals to make regulatory provision

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

MAR 5.3A Systems and controls for algorithmic trading

As Published: 2017

MAR 5.3A Systems and controls for algorithmic trading

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

BIPRU 3.7 Classification of off-balance-sheet items

As Published: 2007

BIPRU 3.7 Classification of off-balance-sheet items

SUP 16.7A Annual report and accounts

As Published: 2014

SUP 16.7A Annual report and accounts

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

SUP 10A.6 FCA governing functions

As Published: 2013

SUP 10A.6 FCA governing functions

ICOBS 8.4 Employers’ Liability Insurance

As Published: 2011

ICOBS 8.4 Employers’ Liability Insurance

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application