Search Result

1241 - 1260 of 1411 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

As Published: 2018

PERG 5.16 Meaning of ‘insurance distribution’ and ‘reinsurance distribution’

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.13 CAPITAL RESOURCES REQUIREMENT FOR AN EXEMPT CAD FIRM AND A CATEGORY B FIRM

GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

COBS 20.1 Application

As Published: 2007

COBS 20.1 Application

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

As Published: 2018

PERG 5.9 The Regulated Activities: agreeing to carry on a regulated activity

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

IPRU-INV 1.2 APPLICATION

As Published: 2015

IPRU-INV 1.2 APPLICATION

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

COBS 9.1 Application and purpose provisions

As Published: 2007

COBS 9.1 Application and purpose provisions

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

As Published: 2016

IPRU-INV 5 App 1 Glossary of terms for IPRU-INV 5

FEES 5.5B Case fees

As Published: 2013

FEES 5.5B Case fees

BIPRU 7.8 Securities underwriting

As Published: 2018

BIPRU 7.8 Securities underwriting

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

SYSC 19E.2 Remuneration policies and practices

As Published: 2016

SYSC 19E.2 Remuneration policies and practices

BIPRU 4.1 The IRB approach: Application, purpose and overview

As Published: 2006

BIPRU 4.1 The IRB approach: Application, purpose and overview