Search Result

1041 - 1060 of 1766 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

BIPRU 7.6 Option PRR

As Published: 2007

BIPRU 7.6 Option PRR

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

As Published: 2016

EG 13.3 Petitions for administration orders or compulsory winding up orders: determining whether a company or partnership is unable to pay its debts

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

As Published: 2006

BIPRU 7.1 Application, purpose, general provisions and non-standard transactions

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

As Published: 2004

REC 2.17 Recognition requirements relating to the default rules of UK RIEs

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 4.4 FINANCIAL RESOURCE REQUIREMENTS

EG 19.6 Regulated Activities Order 2001 (RAO)

As Published: 2016

EG 19.6 Regulated Activities Order 2001 (RAO)

BIPRU 3.3 The use of the credit assessments of ratings agencies

As Published: 2007

BIPRU 3.3 The use of the credit assessments of ratings agencies

DISP 1.9 Complaints record rule

As Published: 2011

DISP 1.9 Complaints record rule

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

PERG 8.20 Additional restriction on the promotion of collective investment schemes

As Published: 2005

PERG 8.20 Additional restriction on the promotion of collective investment schemes

COLL 2.1 Authorised fund applications

As Published: 2011

COLL 2.1 Authorised fund applications

EG 13.1 Introduction

As Published: 2016

EG 13.1 Introduction

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

As Published: 2008

COBS 21.3 Further rules for firms engaged in linked long-term insurance business

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

As Published: 2006

BIPRU 9.9 Calculation of risk-weighted exposure amounts for securitisation positions

COLL 4.1 Introduction

As Published: 2013

COLL 4.1 Introduction