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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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EG 2.13 Late reporting or non-submission of reports to the FCA

As Published: 2016

EG 2.13 Late reporting or non-submission of reports to the FCA

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EG 2.2 Case selection and referral criteria

As Published: 2015

EG 2.2 Case selection and referral criteria

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IFPRU 4.5 Internal ratings based approach: definition of default

As Published: 2014

IFPRU 4.5 Internal ratings based approach: definition of default

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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EG 2.7 Sources of cases

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

REC 3.25 Significant breaches of rules and disorderly trading conditions

EG 15.3 Disqualification under section 345

SUP 15A.1 Application and notifications under EMIR

MIPRU 4.2 Capital resources requirements

FEES 12.1 Application and Purpose

REC 4.2C Control over a UK RIE

EG 19.15 The conduct of investigations under the Money Laundering Regulations

EG 15.4 Disqualification under section 249 or section 261K

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

DEPP 6.5D Serious financial hardship

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy