Search Result

761 - 780 of 1634 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 5.4 Information requirement

As Published: 2007

FEES 5.4 Information requirement

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

CONC 2.5 Conduct of business: credit broking

As Published: 2014

CONC 2.5 Conduct of business: credit broking

DTR 1.5 Fees and sanctions

As Published: 2005

DTR 1.5 Fees and sanctions

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

PERG 8.6 Communicate

As Published: 2005

PERG 8.6 Communicate

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

MCOB 3A.4 Qualifying credit financial promotions

As Published: 2015

MCOB 3A.4 Qualifying credit financial promotions

FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

CASS 11.1 Application

As Published: 2014

CASS 11.1 Application

REC 3.16 Information technology systems

As Published: 2013

REC 3.16 Information technology systems

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test